swisscommerce

AI for Financial Services Firms

Your clients expect a fast answer.
Your compliance team expects a paper trail.

Wealth managers, banks, insurers and fintechs carry heavy document and reporting loads, and every shortcut has to stand up to an audit.

№ 01

Four things slowing your firm down

Onboarding that loses clients.
KYC and account opening drag on for weeks, and prospects go to whoever is faster.
Compliance that crowds out growth.
Regulatory reporting and audit prep take time that should go to clients.
Personal advice that doesn't scale.
Real personalization takes manual analysis, so each advisor can only serve so many clients well.
Risk you find after the loss.
Fraud and risk issues show up once the damage is done.
№ 02

How it got this way

Verification, documentation and compliance still run on forms, email and manual review. Advice depends on how much analysis one advisor can do by hand, and risk monitoring looks at last month's data instead of what's happening now.

№ 03

Faster, safer, more personal

Onboarding in hours, not weeks: documents checked, gaps chased and audit trails built automatically.
Personal advice for every client: portfolio reviews and recommendations prepared for each client, not just the biggest ones.
Ahead of risk, not behind it: unusual activity and at-risk relationships flagged early.
№ 04

What we build for advisors, banks and insurers

01

KYC and onboarding: checks documents as they arrive, requests what's missing and fills your systems.

02

Meeting prep and notes: a one-page client brief before each meeting; notes, tasks and CRM updates after.

03

Client risk profile: assesses risk tolerance from client data and questionnaires to support suitable recommendations.

04

Regulatory change tracker: watches rule changes and flags the ones that affect your firm.

05

Retention alerts: spots clients showing signs of leaving, based on engagement and activity.

06

Compliance review: checks outgoing communications against your policy before they go out.

Every workflow keeps an audit log of what the AI saw and did, and a person approves anything that reaches a client.

№ 05

FAQ

Is AI safe to use in a regulated financial firm?
Yes, when it's set up with controls. We log everything the AI sees and does, keep client data isolated and out of model training, and require a person to approve anything a client receives.
What should a financial firm automate first?
Usually onboarding document checks and advisor meeting prep and notes. Both are high-volume and low-risk, and they save hours every week.
Does it work with our CRM and custodial systems?
In most cases, yes. We connect to the tools you already use rather than replacing them.
Start with the AI Deep Dive.

$2,500, 10 days, one written plan with the price of building it. You own the plan whether you build it with us or not. Already know what you need? Ongoing engagements start at $3,000/month.